Shareholder Information

Shares In Issue

As at 08 August 2022 the number of ordinary shares in issue was 46,640,000, of which 24,500 are held in treasury. The total number of voting rights in the Company is 46,615,500.

Major Shareholders

As at 08 August 2022, the Company had been notified of the following significant shareholdings in the share capital of GYG plc:

Name Number of
Ordinary Shares
% of total voting rights*
Lombard Odier Asset Management (Europe) Limited** 12,535,500 26.89%
Harwood Capital 10,340,539 22.19%
Close Brothers Asset Management 4,623,225 9.92%
Remy Millott 3,270,863 7.01%
Rupert Savage 2,716,981 5.83%
GAM London 2,200,274 4.72%
Peter Brown 1,965,975 4.22%

* Percentages are shown as a percentage of the Company’s total voting rights as at the date the Company was notified of the change in holding
** Disclosure on behalf of accounts managed on a discretionary basis by Lombard Odier Investment Managers group.

Directors’ Shareholdings

Name Number of
Ordinary Shares
% of issued
Ordinary Shares
Remy Millott 3,270,863 7.01%
Rupert Savage 2,716,981 5.83%
Richard King 160,000 0.34%
Kevin McNair 40,000 0.09%

Shares not in public hands

In the terms of the AIM Rules and insofar as it is aware, as at 08 August 2022, 62.40% of the Company’s AIM securities was not in public hands.

Restrictions in transfer of AIM securities

The Board may refuse to register the transfer of a certificated share which is not fully paid or on which the Company has a lien provided that, where any such shares are admitted to the Official List of the UK Listing Authority or to trading on AIM, such discretion may not be exercised in such a way as to prevent dealings in the shares of that class from taking place on an open and proper basis.

Other exchanges and trading platforms

GYG plc has not applied or agreed to have any of its securities (including its AIM securities) admitted or traded on any other exchanges or trading platforms.

UK City Code on Takeovers and Mergers

As an AIM traded UK registered company, GYG plc is subject to the UK City Code on Takeovers and Mergers legislation.

Last Updated: 08/08/2022